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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Spring Hill | FL | 01/2023 | 11/2024 |
| Signature Wealth Advisors | Orlando | FL | 08/2022 | 01/2023 |
| Dr. Michael Green General And Cosmetic Dentistry | Wesley Chapel | FL | 03/2018 | 08/2022 |
| Glory Day Grill | Tampa | FL | 04/2017 | 08/2018 |
| Finance Cape | Tampa | FL | 09/2020 | 05/2021 |
| Beef O Bradys | Wesley Chapel | FL | 08/2018 | 08/2020 |
| First Watch | Tampa | FL | 04/2021 | 07/2021 |
| Imagine Schools | Land O' Lakes | FL | 08/2016 | 02/2017 |
| Student | Tampa | FL | 01/2015 | 06/2017 |
| Bank Of America, N.A. | Spring Hill | FL | 03/2023 | 11/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2020 | 01/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2025 | 04/2025 |
| James L Erb | St Petersburg | FL | 05/2025 | Present |
| Trina Brook O Connell | Tampa | FL | 06/2020 | 11/2020 |
| Ushealth Advisors | Tampa | FL | 11/2024 | 01/2025 |
| Northwestern Mutual Investment Services Llc | Tampa | FL | 05/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-16 |
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