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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-06-03 |
Branch Locations
3535 Grandview Parkway Suite 500, Birmingham, AL 35243 • United States
Lake Wylie, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp | Miami | FL | 06/2020 | 07/2020 |
| Advisor Group, Inc | Leesburg | VA | 09/2016 | 03/2025 |
| Securities America, Inc. | Birmingham | AL | 07/2020 | 03/2025 |
| Securities America Advisors | Lake Wylie | SC | 03/2021 | 03/2025 |
| Osaic Wealth | Birmingham | AL | 03/2025 | Present |
HIGHLAND CAPITAL BROKERAGE POSITION: Senior Advisor Consultant NATURE: I am a wholesaler of fixed annuity insurance with Highland Capital Brokerage. I recruit financial planners, wealth management professionals, and insurance only agents to work with Highland Capital Brokerage. Highland Capital Brokerage is an Independent Distribution Company that offers Life insurance, Long Term Care, and Fixed annuity insurance products to independent advisors. I work with these producers and make recommendations on how fixed annuity insurance can be implemented within their clients retirement plans. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2016 ADDRESS: 22 Hummingbird Ct, Lake Wylie SC 29710, United States DESCRIPTION: I am a wholesaler of fixed annuity insurance with Highland Capital Brokerage. I recruit financial planners, wealth management professionals, and insurance only agents to work with Highland Capital Brokerage. Highland Capital Brokerage is an Independent Distribution Company that offers Life insurance, Long Term Care, and Fixed annuity insurance products to independent advisors. I work with these producers and make recommendations on how fixed annuity insurance can be implemented within their clients retirement plan. SECURITIES AMERICA ADVISORS POSITION: Investment Advisor Representative NATURE: Advisory affiliation with Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128, United States DESCRIPTION: Registration as an IAR with SAA, while continuing my role as a wholesaler of fixed annuity insurance with Highland Capital Brokerage.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-21 |
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