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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-07-29 |
| NH | RA | APPROVED | 2025-04-30 |
| TX | RA | APPROVED | 2025-04-30 |
Branch Locations
3 Webb Pl, Dover, NH 03820 • United States
1252 Main St, Sanford, ME 04073 • United States
33 Lafayette Rd Unit B, North Hampton, NH 03862 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Partners | New York | NY | 08/2021 | 06/2024 |
| Training The Street, Inc. | New York | NY | 04/2021 | 08/2021 |
| Oaklea Simpson Security, Llc | Alexandria | VA | 05/2018 | 07/2019 |
| United States Navy | Ft. Meade | MD | 05/2012 | 05/2018 |
| Guggenheim Partners | New York | NY | 06/2020 | 08/2020 |
| Unemployed | Portsmouth | NH | 07/2024 | 03/2025 |
| J.P. Morgan Securities Llc | Dover | NH | 04/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Dover | NH | 04/2025 | Present |
| Unemployed | Ithaca | NY | 08/2019 | 05/2020 |
| Unemployed | Ithaca | NY | 09/2020 | 03/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-24 |
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