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250 W. Nottingham Suite 300, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-15 |
Branch Locations
250 W. Nottingham Suite 300, San Antonio, TX 78209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | San Antonio | TX | 11/2005 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 10/2009 | Present |
| Sendero Securities | San Antonio | TX | 12/2017 | Present |
| Sendero Wealth Management, Llc | San Antonio | TX | 01/2019 | Present |
NAME OF BUSINESS - CROSS POND VENTURES INC.; INVESTMENT RELATED - NO; ADDRESS - 5526 CROSS POND, SAN ANTONIO, TEXAS 78249; NATURE - TRANSPORTATION OF CARGO; POSITION - EQUITY OWNER/PASSIVE IN BUSINESS; START DATE - 08/14/2020; APPROXIMATE HOURS PER MONTH 4 WITH ZERO DURING TRADING HOURS; DUTIES - PURCHASE CARGO TRUCK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-31 |
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