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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-17 |
| TX | RA | APPROVED | 2026-04-14 |
Branch Locations
3109 W Dr. Martin Luther King Jr. Blvd Ste 600, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Covington | KY | 06/2020 | 08/2025 |
| Medpace Inc. | Cincinnati | OH | 09/2019 | 04/2020 |
| St. Elizabeth Healthcare | Edgewood | KY | 05/2016 | 09/2019 |
| Ortholive Inc. | Cincinnati | OH | 04/2020 | 06/2020 |
| U.S. Bank | Elsmere | KY | 08/2025 | 03/2026 |
| U.S. Bancorp Investments, Inc. | Elsmere | KY | 08/2025 | 03/2026 |
| U.S. Bancorp Advisors, Llc | Elsmere | KY | 02/2026 | 03/2026 |
| Fisher Investments | Tampa | FL | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-15 |
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