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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-09 |
Branch Locations
7500 Dallas Parkway Suite 250, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Christian University | Fort Worth | TX | 08/2016 | 05/2020 |
| Quiktrip Corporation | Tulsa | OK | 04/2016 | 12/2019 |
| J. Crew | Fort Worth | TX | 04/2018 | 08/2018 |
| Community Food Bank Of Eastern Oklahoma | Tulsa | OK | 06/2019 | 07/2019 |
| Fidelity Investments | Westlake | TX | 06/2020 | 04/2022 |
| Mariner Wealth Advisors | Plano | TX | 11/2022 | Present |
| Mariner Wealth Advisors | Plano | TX | 04/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-19 |
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