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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank | Irvine | CA | 08/2009 | 11/2022 |
| Unionbanc Investment Services | Irvine | CA | 02/2010 | 11/2022 |
| First Republic Securities Company, Llc | Los Angeles | CA | 12/2022 | 07/2023 |
| First Republic Bank | Los Angeles | CA | 11/2022 | 07/2023 |
| First Republic Investment Management, Inc | Los Angeles | CA | 12/2022 | 07/2023 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | 10/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/2023 | Present |
I*2448261, Entity Type: Entity For Profit, Name of OBA: RSA Ventures, LLC, Address: Los Angeles, California, 90035, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 06/01/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: rental home
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-15 |
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