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22 Calendar Court 2Nd Floor, La Grange, IL 60525 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-01 |
Branch Locations
22 Calendar Court 2Nd Floor, La Grange, IL 60525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 06/2020 | 01/2022 |
| University Of Illinois | Champaign | ID | 01/2018 | 05/2020 |
| Morton College | Cicero | IL | 08/2017 | 12/2017 |
| Valparaiso University | Valparaiso | IN | 07/2016 | 05/2017 |
| Town Of Cicero | Cicero | IL | 03/2017 | 05/2020 |
| University Of Illinois Foundation | Champaign | IL | 08/2018 | 02/2019 |
| Axa Advisors, Llc | Oak Brook | IL | 05/2019 | 08/2019 |
| Lincoln Investment | Fort Washington | PA | 01/2022 | 04/2023 |
| Capital Analysts | Fort Washington | PA | 01/2022 | 04/2023 |
| Lpl Financial Llc | La Grange | IL | 04/2023 | Present |
| Horizon Wealth Management, Llc | La Grange | IL | 05/2023 | Present |
1) 5/2023 - HORIZON WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date 04/25/2023 - 160 hrs per month. 2) 06/22/2023 - Horizon Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 04/25/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Horizon Wealth Management, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-19 |
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