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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-10-11 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Wheaton Streets | Wheaton | IL | 04/2018 | 08/2018 |
| University Of Dayton | Dayton | OH | 09/2018 | 04/2019 |
| City Of Wheaton Streets | Wheaton | IL | 04/2019 | 08/2019 |
| Baird | Chicago | IL | 06/2020 | 08/2020 |
| College | Dayton | OH | 09/2020 | 05/2021 |
| High School | Wheaton | IL | 08/2013 | 05/2017 |
| College | Dayton | OH | 05/2017 | 04/2018 |
| First Trust Portfolios L.P. | Wheaton | IL | 05/2021 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 05/2021 | Present |
| Unemployed | Winfield | IL | 08/2019 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-30 |
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