Best Investors Account Sign in
Inactive

Andrew Rocco Szewc

Ep Wealth Advisors

Brighton, MI

Torrance, CA

Claim This Profile
Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-03
MI RA APPROVED 2025-01-03
  • CA RA
    APPROVED
    Since 2025-01-03
  • MI RA
    APPROVED
    Since 2025-01-03

Branch Locations

135 W North St., Brighton, MI 48116 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Executive Wealth Management, Inc. Brighton MI 01/2023 02/2023
Fratarcangeli Wealth Management Bloomfield Hills MI 05/2022 10/2022
Student Livonia MI 01/2015 12/2019
Hillsdale College, Career Services Hillsdale MI 01/2020 05/2022
Unemployed Livonia MI 10/2022 01/2023
Executive Wealth Management, Inc. Brighton MI 02/2023 12/2024
Ep Wealth Advisors, Llc Brighton MI 12/2024 Present
  • 01/2023 → 02/2023
    Executive Wealth Management, Inc.
    Brighton, MI
  • 05/2022 → 10/2022
    Fratarcangeli Wealth Management
    Bloomfield Hills, MI
  • 01/2015 → 12/2019
    Student
    Livonia, MI
  • 01/2020 → 05/2022
    Hillsdale College, Career Services
    Hillsdale, MI
  • 10/2022 → 01/2023
    Unemployed
    Livonia, MI
  • 02/2023 → 12/2024
    Executive Wealth Management, Inc.
    Brighton, MI
  • 12/2024 → Present
    Ep Wealth Advisors, Llc
    Brighton, MI
Previous Registrations
  • 2023-02-22 → 2025-01-21
    Executive Wealth Management, Llc
    Brighton, MI
Other Businesses

1) Pantheon Partners, LLC, Not Investment related, Livonia, MI 48152, LLC held with additional partners not actively running business through, Partner, 05/25/2022, 0 hours per month devoted, 0 hours per month devoted during securities trading, Partner 2) R&S Global Investment, Not investment related, Livonia, MI 48152, LLC held with additional partner not actively running business through, Partner, 08/03/2022, 0 hours per month devoted, 0 hours per month devoted during securities trading, Partner. 3) Executive Financial Planning, Investment Related, Brighton, Michigan, Fixed insurance sales, Insurance Agent, Start Date 12/08/2023, 12 hours per month devoted, 4 hours per month devoted during securities trading, Fixed Insurance sales 4) Hillsdale College Alumni Association, Not Investment Related, Hillsdale, MI, College Alumni Association, Volunteer Board Member, 09/22/2023, 4 hours per month devoted, 0 hours per month devoted during securities trading, serve as volunteer board member position. 5) Alpha Tau Omega Fraternity - Beta Kappa Chapter Alumni Board, Not Investment Related, Hillsdale, MI, Chairman, 06/10/2024, 4 hours per month devoted, 0 hours per month devoted during securities trading, assist with budgeting and capital campaigns. 6) Work Skills Foundation Board- Investment related; Address: 224 W Sibley St. Howell, MI 48843; platform where every individual can demonstrate their abilities, cultivate new skills, actively participate in the workforce, and experience the rewards of their achievements; Work Skills Foundation Board Treasurer; 1/22/2025; 4 hours per month during securities trading hours; Duties: Board treasurer and financial professional/advisor on the foundation's investment account, assist in reviewing foundation's financial statements

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-22
  • S65 Uniform Investment Adviser Law Examination
    2023-02-22
Other Names
  • Andrew Szewc

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Brighton, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor