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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-11
GA RA APPROVED 2006-04-12
  • TX RA
    APPROVED_RES
    Since 2012-10-11
  • GA RA
    APPROVED
    Since 2006-04-12

Branch Locations

2170 Satellite Blvd, Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Athens GA 04/2005 Present
Bank Of America,N.A. Duluth GA 06/2011 Present
  • 04/2005 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Athens, GA
  • 06/2011 → Present
    Bank Of America,N.A.
    Duluth, GA
Other Businesses

I*75418 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRANKLIN SHURATT WHITWORTH IRRV TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30350 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 9/10/2013 NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CO-TRUSTEE ON A TRUST WITH MY BROTHER FOR MY BENEFIT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-07
  • S66 Uniform Combined State Law Examination
    2006-04-07

View on SEC IAPD

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