Callie Jones

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 04/2025
  Stifel
  Phoenix, AZ
• 08/2017 → 05/2020
  Arizona State University
  Tempe, AZ
• 08/2016 → 06/2017
  Santa Clara University
  Santa Clara, CA
• 05/2018 → 08/2018
  Maricopa County Community College
  Tempe, AZ
• 04/2025 → Present
  Ubs Financial Services Inc.
  Phoenix, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-06-11
• S63 Uniform Securities Agent State Law Examination
  2022-11-21