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Callie Jones

Ubs Financial Services Inc.

Phoenix, AZ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-11
  • TX RA
    APPROVED
    Since 2025-06-11

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Phoenix AZ 06/2020 04/2025
Arizona State University Tempe AZ 08/2017 05/2020
Santa Clara University Santa Clara CA 08/2016 06/2017
Maricopa County Community College Tempe AZ 05/2018 08/2018
Ubs Financial Services Inc. Phoenix AZ 04/2025 Present
  • 06/2020 → 04/2025
    Stifel
    Phoenix, AZ
  • 08/2017 → 05/2020
    Arizona State University
    Tempe, AZ
  • 08/2016 → 06/2017
    Santa Clara University
    Santa Clara, CA
  • 05/2018 → 08/2018
    Maricopa County Community College
    Tempe, AZ
  • 04/2025 → Present
    Ubs Financial Services Inc.
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-11
S63 Uniform Securities Agent State Law Examination 2022-11-21
  • S65 Uniform Investment Adviser Law Examination
    2025-06-11
  • S63 Uniform Securities Agent State Law Examination
    2022-11-21

View on SEC IAPD

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