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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
| TX | RA | APPROVED | 2025-08-29 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma School Rd, Mesa, AZ 85201 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-24 |
| AZ | RA | APPROVED | 2023-10-18 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2020 | 04/2022 |
| Freeport-Mcmoran | Phoenix | AZ | 02/2020 | 06/2020 |
| Gcu Office Of Alumni Relations | Phoenix | AZ | 01/2019 | 12/2019 |
| Freeport-Mcmoran | Morenci | AZ | 05/2019 | 08/2019 |
| Oneway Ministries | Aurora | IL | 06/2018 | 08/2018 |
| Grand Canyon University | Phoenix | AZ | 08/2017 | 04/2019 |
| Booster Enterprises, Inc. | Tempe | AZ | 09/2017 | 04/2018 |
| Grand Canyon University | Phoenix | AZ | 08/2016 | 12/2019 |
| Lpl Financial Llc | Phoenix | AZ | 04/2022 | 09/2023 |
| Galloway Asset Management, Llc | Mesa | AZ | 09/2023 | Present |
| Modern Welalth Management, Llc | Mesa | AZ | 08/2025 | Present |
1) MCTLR, Inc. dba Public Safety Financial Insurance : Whether the business is investment-related: Yes - selling fixed and fixed indexed annuities: 1138 N. Alma School Road, Suite 201, Mesa, AZ 85201: Insurance and annuity sales: Agent: 04/01/2024: The approximate number of hours/month you devote to the other business: 5 hours: The number of hours you devote to the other business during securities trading hours: 3 hours : Briefly describe your duties relating to the other business: Selling fixed and fixed indexed annuities 2) Public Safety Financial Insurance: Not investment related: 1138 N. Alma School Rd, #201, Mesa, AZ 85201: Insurance and annuity sales: Financial Advisor: 03/28/2024: The approximate number of hours/month you devote to the other business: 5 hours: The number of hours you devote to the other business during securities trading hours: 3 hours: Writing fixed and fixed indexed annuities; approximately 5% of total yearly compensation is derived from this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-26 |
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