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Nicholas Jeffrey Elliott

Hantz Financial Services, Inc.

Bay City, MI

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Current Employers
Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-11-21
WA RA APPROVED 2022-11-21
CO RA APPROVED 2022-11-02
CT RA APPROVED 2022-11-02
MI RA APPROVED 2021-10-25
  • IN RA
    APPROVED
    Since 2022-11-21
  • WA RA
    APPROVED
    Since 2022-11-21
  • CO RA
    APPROVED
    Since 2022-11-02
  • CT RA
    APPROVED
    Since 2022-11-02
  • MI RA
    APPROVED
    Since 2021-10-25

Branch Locations

115 First St., Bay City, MI 48708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michigan State University East Lansing MI 08/2017 05/2021
Dick's Sporting Goods Saginaw MI 05/2019 06/2020
Saginaw Valley Golf Course Bay City MI 03/2017 08/2019
F.P. Horak Company Bay City MI 05/2016 03/2017
Bay City Western High School Bay City MI 09/2014 06/2017
Hantz Financial Services Bay City MI 06/2021 Present
  • 08/2017 → 05/2021
    Michigan State University
    East Lansing, MI
  • 05/2019 → 06/2020
    Dick's Sporting Goods
    Saginaw, MI
  • 03/2017 → 08/2019
    Saginaw Valley Golf Course
    Bay City, MI
  • 05/2016 → 03/2017
    F.P. Horak Company
    Bay City, MI
  • 09/2014 → 06/2017
    Bay City Western High School
    Bay City, MI
  • 06/2021 → Present
    Hantz Financial Services
    Bay City, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-22
  • S66 Uniform Combined State Law Examination
    2021-10-22

View on SEC IAPD

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OSAIC WEALTH, INC.
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL ENTERPRISE, LLC

Other Investors

MARK RAYMOND RECKER
LEE WALTER MILLER
BRIAN THOMAS ABRAHAM
LYNN MARIE GEHOSKI
MICHELE ANN VALENTINE-DOBSCHENSKY
ROGER C COOLEY
EVE MARIA GUNTHER
Michael Eric Wegener

Other Offices

RECKER FINANCIAL LLC · BAY CITY, MI
RAYMOND JAMES & ASSOCIATES, INC. · Bay City, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Bay City, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Bay City, MI
OSAIC WEALTH, INC. · BAY CITY, MI
EDWARD JONES · BAY CITY, MI
CETERA INVESTMENT ADVISERS LLC · BAY CITY, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Bay City, MI

More in Bay City, MI

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