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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-12
DC RA APPROVED 2023-06-01
  • TX RA
    APPROVED
    Since 2023-10-12
  • DC RA
    APPROVED
    Since 2023-06-01

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 09/2022 Present
Kidsport Gymnastics Academy Elon NC 08/2021 05/2022
Bae Systems Mclean VA 05/2021 07/2021
Merrill Lynch Washington Dc DC 06/2020 03/2021
Elon Poll Elon NC 08/2019 05/2020
Next Level Bethesda MD 05/2019 08/2019
Millies Washington Dc DC 08/2022 08/2022
N/A Bethesda MD 08/2012 05/2019
N/A Bethesda MD 09/2020 05/2021
Elon University Elon NC 03/2021 05/2021
Walt Whitman High School Bethesda MD 01/2017 08/2018
Bank Of America, N.A. Washington DC 01/2023 Present
  • 09/2022 → Present
    Washington, DC
  • 08/2021 → 05/2022
    Kidsport Gymnastics Academy
    Elon, NC
  • 05/2021 → 07/2021
    Bae Systems
    Mclean, VA
  • 06/2020 → 03/2021
    Merrill Lynch
    Washington Dc, DC
  • 08/2019 → 05/2020
    Elon Poll
    Elon, NC
  • 05/2019 → 08/2019
    Next Level
    Bethesda, MD
  • 08/2022 → 08/2022
    Millies
    Washington Dc, DC
  • 08/2012 → 05/2019
    N/A
    Bethesda, MD
  • 09/2020 → 05/2021
    N/A
    Bethesda, MD
  • 03/2021 → 05/2021
    Elon University
    Elon, NC
  • 01/2017 → 08/2018
    Walt Whitman High School
    Bethesda, MD
  • 01/2023 → Present
    Bank Of America, N.A.
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-16
S63 Uniform Securities Agent State Law Examination 2023-04-24
  • S65 Uniform Investment Adviser Law Examination
    2023-05-16
  • S63 Uniform Securities Agent State Law Examination
    2023-04-24
Other Names
  • Clare C Cunniff

View on SEC IAPD

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