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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 06/2020 | Present |
| Secu Life Insurance Company | Raleigh | NC | 06/2020 | Present |
| State Employees' Credit Union | Clinton | NC | 05/2013 | Present |
| Credit Union Investment Services | Raleigh | NC | 07/2020 | Present |
| Members Trust Company | Tampa | FL | 07/2022 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services Specialist. START DATE 5/2013. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2020. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Book Sales. Title: Author. Address: 3976 Honeycutt Rd Salemburg, NC. 28385. Duties: Writing and publishing a book. Not Investments related. Compensation: TBD. Start Date: November 2023. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: July, 2022. Title: Trust Rep. Hunter's Lawn Care & Landscaping, LLC Address: 3976 Honeycutt Rd Salemburg, NC 28385 Type of Business: Landscaping/Lawn Care Duties: Account management, promotions on social media. Start Date: March 11, 2026 Hours Worked P/Month: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-09 |
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