Best Investors Account Sign in
Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-08-26
  • NC RA
    APPROVED
    Since 2020-08-26

Branch Locations

221 North Blvd., Clinton, NC 28328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 06/2020 Present
Secu Life Insurance Company Raleigh NC 06/2020 Present
State Employees' Credit Union Clinton NC 05/2013 Present
Credit Union Investment Services Raleigh NC 07/2020 Present
Members Trust Company Tampa FL 07/2022 Present
  • 06/2020 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 06/2020 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 05/2013 → Present
    State Employees' Credit Union
    Clinton, NC
  • 07/2020 → Present
    Raleigh, NC
  • 07/2022 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services Specialist. START DATE 5/2013. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2020. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Book Sales. Title: Author. Address: 3976 Honeycutt Rd Salemburg, NC. 28385. Duties: Writing and publishing a book. Not Investments related. Compensation: TBD. Start Date: November 2023. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: July, 2022. Title: Trust Rep. Hunter's Lawn Care & Landscaping, LLC Address: 3976 Honeycutt Rd Salemburg, NC 28385 Type of Business: Landscaping/Lawn Care Duties: Account management, promotions on social media. Start Date: March 11, 2026 Hours Worked P/Month: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-26
S63 Uniform Securities Agent State Law Examination 2020-07-09
  • S65 Uniform Investment Adviser Law Examination
    2020-08-26
  • S63 Uniform Securities Agent State Law Examination
    2020-07-09
Other Names
  • Amy Lynn Braxton

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Clinton, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor