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Christopher Douglas Smith

Waterside Investment Advisers LLC

Sarasota, FL

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Current Employers
Waterside Investment Advisers Llc

1561 Lakefront Drive Ste 204, Sarasota, FL 34240 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-06
  • FL RA
    APPROVED
    Since 2021-05-06

Branch Locations

1561 Lakefront Dr 204, Sarasota, FL 34240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Christopher D. Smith Pa / Smithlaw Attorneys Pa Sarasota FL 04/2005 Present
Waterside Investment Advisers Llc Sarasota FL 05/2021 Present
Other Businesses

I am a full time attorney with SmithLaw Attorneys PA, located at 1561 Lakefront Dr 204, Sarasota, FL 34240. I am the owner and president of this law firm. It was originally known as Christopher D. Smith P.A., as opened in April of 2005, and later converted to SmithLaw Attorneys PA in 2022. I work here at least 160 hours per month, of which nearly all these hours are during securities trading hours. This business is not investment related. This law firm is a civil firm that represents clients in the areas of real estate, litigation, probate, estate planning, trust management, bankruptcy, and personal injury. This business does not have any direct relationship with Waterside Investment Advisers LLC. I oversee all operations at this law firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-19
  • S65 Uniform Investment Adviser Law Examination
    2020-08-19

View on SEC IAPD

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