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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-12
AL RA APPROVED 2022-05-16
  • TX RA
    APPROVED
    Since 2023-05-12
  • AL RA
    APPROVED
    Since 2022-05-16

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 04/2021 Present
Regions Bank Birmingham AL 01/2019 06/2020
Pnc Bank Birmingham AL 12/2016 01/2019
King's College London London 09/2015 09/2016
Bank Of America N.A. Birmingham AL 06/2020 01/2022
Bank Of America, N.A. Birmingham AL 02/2022 Present
  • 04/2021 → Present
    Birmingham, AL
  • 01/2019 → 06/2020
    Regions Bank
    Birmingham, AL
  • 12/2016 → 01/2019
    Pnc Bank
    Birmingham, AL
  • 09/2015 → 09/2016
    King's College London
    London
  • 06/2020 → 01/2022
    Bank Of America N.A.
    Birmingham, AL
  • 02/2022 → Present
    Bank Of America, N.A.
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-13
  • S66 Uniform Combined State Law Examination
    2022-05-13

View on SEC IAPD

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