Best Investors
Account
Sign in
Best Investors
Account
Sign in
2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-17 |
| TX | RA | APPROVED_RES | 2026-02-24 |
| CA | RA | APPROVED | 2022-01-03 |
Branch Locations
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States
2300 E. Katella Avenue Suite #200, Anaheim, CA 92802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Orange | CA | 03/2021 | 09/2021 |
| Ocg Auto Detail | Santa Ana | CA | 06/2014 | 05/2018 |
| Segerstrom High School | Santa Ana | CA | 08/2014 | 06/2018 |
| Toucan Enterprises | Costa Mesa | CA | 07/2018 | 08/2018 |
| Morgan Lewis & Bockius Llp | Costa Mesa | CA | 06/2017 | 08/2017 |
| Centaurus Financial, Inc. | Anaheim | CA | 06/2020 | 10/2021 |
| University Of California, Irvine | Irvine | CA | 09/2018 | 06/2021 |
| Centaurus Financial, Inc | Anaheim | CA | 10/2021 | Present |
1. FORTALEZA FINANCIERA POSITION: Financial Advisor NATURE: DBA for branding purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2024 ADDRESS: 2300 E. Katella Ave., Ste. 200, Anaheim CA 92806, United States DESCRIPTION: DBA for branding purposes 2. SWAN LAKE WEALTH POSITION: Financial Advisor NATURE: DBA for branding purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2024 ADDRESS: 2300 E. Katella Ave., Ste. 200, Anaheim CA 92806, United States DESCRIPTION: DBA for branding purposes 3. SOCRATIC SPEECH POSITION: Owner NATURE: Blogging, and online presence. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/28/2025 ADDRESS: 2217 W 14th St, Santa Ana CA 92706, United States DESCRIPTION: Online blog. 4. I THINK, THEREFORE I POD POSITION: Owner NATURE: Podcasting and online presence. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/28/2025 ADDRESS: 2217 W 14th St, Santa Ana CA 92706, United States DESCRIPTION: Podcast in conjunction with the Socratic Speech blog. 5. MEDICARE AWARE POSITION: Owner NATURE: Medicare plan sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 2217 W 14th St, Santa Ana CA 92706, United States DESCRIPTION: Medicare insurance sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-21 |
Reach out to this advisor