Vincent Paul Sturm

Current Employers

Employment History

• 08/2016 → 09/2020
  Berthel Fisher & Company Financial Services, Inc.
  Perry, IA
• 08/2016 → 09/2020
  Berthel Fisher & Company Planning, Inc.
  Perry, IA
• 09/2020 → Present
  Generations Wealth Advisors
  Perry, IA
• 09/2020 → Present
  Kestra Investment Services, Llc
  Perry, IA
• 09/2020 → Present
  Kestra Advisory Services, Llc
  Perry, IA

Previous Registrations

• 2016-09-22 → 2020-09-30
  Bfc Planning, Inc.
  Perry, IA
  Cedar Rapids, IA
• 2016-01-22 → 2016-08-26
  Balefire, Llc
  Perra, IA
  Dallas, TX
• 2011-07-20 → 2016-02-24
  Successful Resource Management, Ltd.
  Johnston, IA
• 2009-01-22 → 2011-03-02
  Securities America Advisors, Inc.
  La Vista, NE
• 2008-01-02 → 2009-01-08
  Workman Securities Corporation
  Des Moines, IA
  Eden Prairie, MN
  West Des Moines, IA
• 1999-01-01 → 2007-03-21
  Waddell & Reed
  Norwalk, IA

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Bldg 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/30/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: financial planning Business Name: Generations Wealth Advisors Investment Related: Yes Address: 1401 WIllis Ave Perry IA 50220 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 3/12/2013 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: I help clients invest and save money for their goals. I do financial planning for clients, insurance coverage- Life LTC Business Name: GWA PROPERTIES LLC POSITION: owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2023 ADDRESS: 1126 2nd Street, P.O. Box 602, Perry IA 50220, United States DESCRIPTION: I am buying the building I currently rent. There are two other businesses that will be paying me rent once I close. Business Name: PERRY IOWA CHAMBER OF COMMERCE FOUNDATION BOARD POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 1124 Willis Avenue, Suite A, Perry IA 50220, United States DESCRIPTION: See above. Meet twice per year.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-28
• S63 Uniform Securities Agent State Law Examination
  1998-11-12

Other Names

• Vince Sturm