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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • AZ RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2730 East Camelback Rd Ste 250, Phoenix, AZ 85016 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 09/2020 08/2023
Securian Financial Services St Paul MN 09/2020 08/2023
Renaissance Financial Phoenix AZ 09/2020 Present
Sound-Crete Corporation Phoenix AZ 06/2016 06/2020
University Of Mississippi Oxford MS 08/2017 Present
Blue Street Capital Oxford MS 01/2020 05/2020
Kennett High School Kennett Square PA 01/2015 06/2017
Cetera Wealth Services, Llc Phoenix AZ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/2020 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 09/2020 → 08/2023
    Securian Financial Services
    St Paul, MN
  • 09/2020 → Present
    Renaissance Financial
    Phoenix, AZ
  • 06/2016 → 06/2020
    Sound-Crete Corporation
    Phoenix, AZ
  • 08/2017 → Present
    University Of Mississippi
    Oxford, MS
  • 01/2020 → 05/2020
    Blue Street Capital
    Oxford, MS
  • 01/2015 → 06/2017
    Kennett High School
    Kennett Square, PA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Phoenix, AZ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-06-30 → 2023-08-10
    Securian Financial Services, Inc.
    Phoenix, AZ
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: September 2020 POSITION/TITLE/RELATIONSHIP: Registered Staff APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: September 2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-30
  • S66 Uniform Combined State Law Examination
    2021-04-30

View on SEC IAPD

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