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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-24
  • CA RA
    APPROVED
    Since 2026-02-24

Branch Locations

445 N. Bedford Dr., Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 05/2025 01/2026
11:11 Nightclub Scottsdale AZ 03/2025 10/2025
Capital Group Irvine CA 01/2023 10/2024
Unemployed Newport Beach CA 11/2024 02/2025
Student Orange CA 09/2022 12/2022
Capital Group Irvine CA 05/2022 08/2022
Elevate Financial Partners Newport Beach CA 01/2020 08/2021
Student Lawrence KS 08/2018 01/2020
Student Kansas City KS 08/2014 07/2018
Student Orange CA 09/2021 04/2022
Hsbc Securities (Usa) Inc. Beverly Hills CA 02/2026 Present
Hsbc Bank Usa, N.A. Beverly Hills CA 02/2026 Present
  • 05/2025 → 01/2026
    Chandler, AZ
  • 03/2025 → 10/2025
    11:11 Nightclub
    Scottsdale, AZ
  • 01/2023 → 10/2024
    Capital Group
    Irvine, CA
  • 11/2024 → 02/2025
    Unemployed
    Newport Beach, CA
  • 09/2022 → 12/2022
    Student
    Orange, CA
  • 05/2022 → 08/2022
    Capital Group
    Irvine, CA
  • 01/2020 → 08/2021
    Elevate Financial Partners
    Newport Beach, CA
  • 08/2018 → 01/2020
    Student
    Lawrence, KS
  • 08/2014 → 07/2018
    Student
    Kansas City, KS
  • 09/2021 → 04/2022
    Student
    Orange, CA
  • 02/2026 → Present
    Beverly Hills, CA
  • 02/2026 → Present
    Hsbc Bank Usa, N.A.
    Beverly Hills, CA
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-11
  • S66 Uniform Combined State Law Examination
    2025-09-11
Other Names
  • Kirk J Whalen
  • Kirk Joseph Whalen

View on SEC IAPD

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