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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
1490 Rusk Road Suite 101, Round Rock, TX 78665 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Austin Independent School District | Austin | TX | 07/2014 | Present |
| Avantax Advisory Services | Austin | TX | 08/2020 | 09/2025 |
| Eagle Harbor Financial | Round Rock | TX | 06/2020 | Present |
| Eagle Harbor Financial | Round Rock | TX | 06/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) TEXAS MUSIC MUSEUM POSITION: Board of Directors NATURE: Non-Profit Organization that preserves the music of Texas INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2012 ADDRESS: 1009 E. 11th Street, Austin TX 78702, United States DESCRIPTION: Attend board meetings Take minutes Help coordinate programs Curate exhibits Technology assistance 2) EAGLE HARBOR FINANCIAL POSITION: Wealth Management Assistant NATURE: Assistant to Financial Advisor, Administrative duties, office management INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/01/2020 ADDRESS: 1490 Rusk Road, Suite 101, Round Rock TX 78665, United States DESCRIPTION: Filing Bookkeeping Marketing Mailings Reports RENTAL PROPERTY POSITION: Owner NATURE: Residential Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2022 ADDRESS: 1727 East 38th Street, Austin TX 78722, United States DESCRIPTION: Rent Property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-02 |
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