Best Investors Account Sign in

Brandon James Kocmoud

Charles Schwab & Co., Inc.

Chandler, AZ

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-07
CA RA APPROVED 2022-02-17
  • AZ RA
    APPROVED
    Since 2023-06-07
  • CA RA
    APPROVED
    Since 2022-02-17

Branch Locations

3031 West Frye Road Bldg. D, Chandler, AZ 85226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 06/2020 Present
Phoenix Suns Phoenix AZ 01/2018 06/2020
Grand Canyon University Phoenix AZ 07/2016 01/2018
Grand Canyon University Phoenix AZ 08/2015 05/2017
Charles Schwab Bank, Ssb Chandler AZ 06/2022 Present
  • 06/2020 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 01/2018 → 06/2020
    Phoenix Suns
    Phoenix, AZ
  • 07/2016 → 01/2018
    Grand Canyon University
    Phoenix, AZ
  • 08/2015 → 05/2017
    Grand Canyon University
    Phoenix, AZ
  • 06/2022 → Present
    Charles Schwab Bank, Ssb
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-16
S63 Uniform Securities Agent State Law Examination 2021-06-08
  • S66 Uniform Combined State Law Examination
    2022-02-16
  • S63 Uniform Securities Agent State Law Examination
    2021-06-08
Designations
Other Names
  • Brandon J Kocmoud

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
EDWARD JONES
LPL FINANCIAL LLC
VAL VISTA CAPITAL MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor