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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mount Saint Francis | Dubuque | IA | 08/2014 | 06/2017 |
| Hempstead High School | Dubuque | IA | 08/2013 | 06/2017 |
| Hy-Vee | Dubuque | IA | 09/2015 | 07/2019 |
| University Of Northern Iowa | Cedar Falls | IA | 08/2017 | 05/2021 |
| Dupaco Community Credit Union | Cedar Falls | IA | 11/2017 | 05/2021 |
| Duluth Trading Company | Dubuque | IA | 08/2021 | 03/2022 |
| Dupaco Community Credit Union | Dubuque | IA | 05/2021 | Present |
| Lpl Financial Llc | Dubuque | IA | 05/2021 | Present |
1- 05/2021 / DBA for LPL Business (entity for LPL business) / Dupaco Financial Services / Investment Related / Dubuque, IA 2- 09/04/2024 - Dupaco Insurance Services - Non-Variable Insurance - Associate Financial Consultant - Investment Related - At Reported Business Location(s) - Start Date 01/27/2024 - 60 Hours Per Month/ 4 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-19 |
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