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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-22 |
| OH | RA | APPROVED | 2022-10-14 |
Branch Locations
221 East 4Th Street Atrium Building, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Covington | KY | 06/2020 | 09/2022 |
| West Virginia University | Morgantown | WV | 08/2016 | 06/2020 |
| Quatman Cafe | Cincinnati | OH | 05/2015 | 06/2020 |
| American Income Life | Morgantown | WV | 01/2019 | 06/2019 |
| Capital Choice Financial Group | Cincinnati | OH | 06/2018 | 09/2018 |
| Sunscapes Llc | Cincinnati | OH | 06/2016 | 08/2018 |
| Losantiville Country Club | Cincinnati | OH | 06/2010 | 08/2018 |
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 10/2022 | Present |
* 526255 - Quatman Cafe 2434 Quatman Ave Norwood OH 45212 Investment related-No; Restaurant/Bar/Nightclub; Employee (server); Start Date: 05/2015; Monthly hours 20, no hours during trading hours Main duties: serving and cooking
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-30 |
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