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Miguel A Johnson

Modern Wealth Management, LLC

Bozeman , MT

Kansas City, MO

CRD 7265798

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Employer firm

Modern Wealth Management, LLC CRD 324624

$10.9B regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-09
  • CA RA
    APPROVED
    Since 2026-07-09

Branch Locations

Bozeman , MT • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Greenwood Village CO 06/2020 09/2021
Colorado State University Fort Collins CO 08/2016 05/2020
Noosa Yoghurt Bellvue CO 05/2019 08/2019
Colorado State University Fort Collins CO 05/2018 04/2019
Big O Tires Fort Collins CO 01/2018 05/2018
Personal Capital Advisors Corporation Denver CO 10/2021 04/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2023 06/2026
Empower Financial Services, Inc Greenwood Village CO 09/2023 06/2026
Modern Wealth Management, Llc Campbell CA 07/2026 Present
  • 06/2020 → 09/2021
    Fidelity Investments
    Greenwood Village, CO
  • 08/2016 → 05/2020
    Colorado State University
    Fort Collins, CO
  • 05/2019 → 08/2019
    Noosa Yoghurt
    Bellvue, CO
  • 05/2018 → 04/2019
    Colorado State University
    Fort Collins, CO
  • 01/2018 → 05/2018
    Big O Tires
    Fort Collins, CO
  • 10/2021 → 04/2023
    Personal Capital Advisors Corporation
    Denver, CO
  • 04/2023 → 06/2026
    Greenwood Village, CO
  • 09/2023 → 06/2026
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 07/2026 → Present
    Campbell, CA
Previous Registrations
  • 2023-04-03 → 2026-07-06
    Bozeman, MT
    Greenwood Village, CO
    Bozeman, MT
    Greenwood Village, CO
  • 2022-11-14 → 2023-04-03
    Personal Capital Advisors Corporation
    Greenwood Village, CO
    Bozeman, MT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-14
S63 Uniform Securities Agent State Law Examination 2020-10-02
  • S65 Uniform Investment Adviser Law Examination
    2022-11-14
  • S63 Uniform Securities Agent State Law Examination
    2020-10-02
Designations
  • Certified Financial Planner
Other Names
  • Miguel Agustin Johnson
  • Miguel Johnson

View on SEC IAPD

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