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Modern Wealth Management, LLC CRD 324624
$10.9B regulatory AUM 5 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-09 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Greenwood Village | CO | 06/2020 | 09/2021 |
| Colorado State University | Fort Collins | CO | 08/2016 | 05/2020 |
| Noosa Yoghurt | Bellvue | CO | 05/2019 | 08/2019 |
| Colorado State University | Fort Collins | CO | 05/2018 | 04/2019 |
| Big O Tires | Fort Collins | CO | 01/2018 | 05/2018 |
| Personal Capital Advisors Corporation | Denver | CO | 10/2021 | 04/2023 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | 06/2026 |
| Empower Financial Services, Inc | Greenwood Village | CO | 09/2023 | 06/2026 |
| Modern Wealth Management, Llc | Campbell | CA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-02 |
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