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Austin Sheehan

Charles Schwab & Co., Inc.

Cincinnati, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-07-28
  • OH RA
    APPROVED
    Since 2021-07-28

Branch Locations

7835 Kenwood Road, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 06/2020 06/2021
University Of Kentucky Lexington KY 05/2012 05/2017
Coca-Cola Consolidated Cincinnati OH 06/2017 05/2020
Charles Schwab & Co., Inc. Cincinnati OH 07/2021 Present
Charles Schwab Bank, Ssb Cincinnati OH 07/2021 Present
  • 06/2020 → 06/2021
    Fidelity Investments
    Covington, KY
  • 05/2012 → 05/2017
    University Of Kentucky
    Lexington, KY
  • 06/2017 → 05/2020
    Coca-Cola Consolidated
    Cincinnati, OH
  • 07/2021 → Present
    Charles Schwab & Co., Inc.
    Cincinnati, OH
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    Cincinnati, OH
Previous Registrations
  • 2020-12-17 → 2021-06-30
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-14
  • S66 Uniform Combined State Law Examination
    2020-12-14
Other Names
  • Austin Michael Sheehan
  • Austin Sheehan

View on SEC IAPD

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ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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