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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-24
MN RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2026-07-24
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northstar Resource Group Minneapolis MN 03/2023 Present
Minnesota Life Insurance Co St Paul MN 03/2023 08/2023
Securian Financial Services Inc St Paul MN 03/2023 08/2023
Middle And Highschool Minneapolis MN 01/2011 05/2019
Cutco Minneapolis MN 06/2019 08/2019
University Of St. Thomas St. Paul MN 09/2019 Present
Nanny St. Paul MN 06/2021 08/2021
Town And Country St. Paul MN 06/2022 09/2022
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/2023 → Present
    Northstar Resource Group
    Minneapolis, MN
  • 03/2023 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 03/2023 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2011 → 05/2019
    Middle And Highschool
    Minneapolis, MN
  • 06/2019 → 08/2019
    Cutco
    Minneapolis, MN
  • 09/2019 → Present
    University Of St. Thomas
    St. Paul, MN
  • 06/2021 → 08/2021
    Nanny
    St. Paul, MN
  • 06/2022 → 09/2022
    Town And Country
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-06-12 → 2023-08-10
    Securian Financial Services, Inc.
    St. Paul, MN
    Minneapolis, MN
Other Businesses

1. NORTH STAR RESOURCE GROUP, MINNEAPOLIS, MN, INVESTMENT RELATED, Fixed Insurance AGENT, 03/2023-ONGOING, 10 HOURS PER MONTH, 10 TRADE HOURS. 2. NAME OF OTHER BUSINESS: GIFFORD FINANCIAL , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-25
  • S66 Uniform Combined State Law Examination
    2023-04-25
Other Names
  • Maxwell Glenn Gifford

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