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Nicholas Patrick Richardson

Raymond James Financial Services Advisors, Inc

Spokane, WA

CRD 7265234

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-10-14
  • WA RA
    APPROVED
    Since 2020-10-14

Branch Locations

111 S. Post Street Suite 2270, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gonzaga University Spokane WA 08/2012 12/2016
Downtown Spokane Partnership Spokane WA 09/2016 02/2017
Extended Travel Piedmont 04/2017 08/2017
Kxly Broadcast Group Spokane WA 11/2017 05/2019
Pana, Inc. Spokane WA 05/2019 03/2020
Raymond James Financial Services, Inc. Spokane WA 06/2020 Present
  • 08/2012 → 12/2016
    Gonzaga University
    Spokane, WA
  • 09/2016 → 02/2017
    Downtown Spokane Partnership
    Spokane, WA
  • 04/2017 → 08/2017
    Extended Travel
    Piedmont
  • 11/2017 → 05/2019
    Kxly Broadcast Group
    Spokane, WA
  • 05/2019 → 03/2020
    Pana, Inc.
    Spokane, WA
  • 06/2020 → Present
    Raymond James Financial Services, Inc.
    Spokane, WA
Other Businesses

(1)Name of Business: Starry Financial Group Address: 111 S Post St Ste 2270, Spokane, WA, 99201-4900, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: Yes Start Date: 01/01/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: I do business as Starry Financial Group, as an Independent Financial Advisor with Raymond James branch 8PL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-13
  • S66 Uniform Combined State Law Examination
    2020-10-13
Other Names
  • Nick Patrick Richardson
  • Nicholas Richardson

View on SEC IAPD

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