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Frank Christopher Haklits

Wells Fargo Clearing Services, LLC

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-09
FL RA APPROVED 2023-07-11
  • TX RA
    APPROVED
    Since 2024-02-09
  • FL RA
    APPROVED
    Since 2023-07-11

Branch Locations

1675 N Military Trail Ste 500 [D9-Rbo], Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 06/2020 12/2022
Rivera Toyota Of Mount Kisco Mount Kisco NY 05/2018 09/2018
Miller Blaker Bronx NY 05/2016 09/2016
Miller Blaker Bronx NY 05/2017 09/2017
University Of Alabama Tuscaloosa AL 09/2016 06/2020
Wells Fargo Clearing Services, Llc Boca Raton FL 12/2022 Present
  • 06/2020 → 12/2022
    Morgan Stanley
    Gilbert, AZ
  • 05/2018 → 09/2018
    Rivera Toyota Of Mount Kisco
    Mount Kisco, NY
  • 05/2016 → 09/2016
    Miller Blaker
    Bronx, NY
  • 05/2017 → 09/2017
    Miller Blaker
    Bronx, NY
  • 09/2016 → 06/2020
    University Of Alabama
    Tuscaloosa, AL
  • 12/2022 → Present
    Wells Fargo Clearing Services, Llc
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-02
  • S66 Uniform Combined State Law Examination
    2020-09-02
Other Names
  • Frankie Christopher Haklits
  • Frankie Haklits

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

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BARBARA BLOOM VARGAS
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ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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