Robert Anthony Lima

Current Employers

Employment History

• 01/2020 → 07/2020
  Ehlert Financial Group, Inc
  Lincolnshire, IL
• 03/2019 → 12/2019
  Muller & Monroe Asset Management
  Chicago, IL
• 06/2017 → 03/2019
  Rmb Capital
  Chicago, IL
• 11/2010 → 06/2017
  Ironbridge Capital Management
  Oakbrook Terrace, IL
• 12/2020 → 06/2024
  Morningstar Investment Services Llc
  Chicago, IL
• 08/2020 → 12/2020
  Apex Systems Inc
  Chicago, IL
• 07/2024 → Present
  Assetmark Financial Holdings, Inc.
  Chicago, IL
• 07/2024 → Present
  Assetmark Brokerage, Llc
  Chicago, IL

Previous Registrations

• 2024-05-07 → 2024-07-10
  Morningstar Investment Services Llc
  Chicago, IL
  Chicago, IL

Other Businesses

1) ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 07/2024 - 160 HRS / MONTHLY - BUSINESS DEVELOPMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. 2) VILLAGE OF SCHILLER PARK - NOT INVESTMENT-RELATED - IN SCHILLER PARK, IL - MUNICIPIAL GOVERNEMT - POLICE & FIRE COMMISSIONER - START DATE 06/2026 - 2 HRS/ MONTHLY - 0 HOURS DURING SECURITY TRADING HOURS - AN APPOINTED BOARD MEMBER TO HELP MANAGE THE POLICE & FIRE DEPARTMENTS

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-03-05
• S65 Uniform Investment Adviser Law Examination
  2024-05-06