Michael Charles Ortola

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 10/2020
  Morgan Stanley
  Gilbert, AZ
• 10/2019 → 12/2019
  Hiro Sushi
  Flagstaff, AZ
• 08/2019 → 09/2019
  Grand Canyon Brewing + Distillery
  Flagstaff, AZ
• 02/2018 → 04/2019
  Home Depot
  Flagstaff, AZ
• 09/2018 → 12/2018
  High Country Conference Center
  Flagstaff, AZ
• 05/2018 → 08/2018
  Forest Highlands
  Flagstaff, AZ
• 06/2019 → 08/2019
  Foxtail Golf Club
  Rohnert Park, CA
• 06/2014 → 07/2017
  Pizza Guys
  Santa Rosa, CA
• 08/2017 → 05/2020
  Northern Arizona University
  Flagstaff, AZ
• 12/2020 → 09/2021
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 10/2020 → 12/2020
  Unemployed
  Scottsdale, AZ
• 08/2022 → 04/2023
  Gradient Advisors Llc
  Arden Hills, MN
• 10/2021 → 07/2023
  Lucas Retirement Group
  Phoenix, AZ
• 04/2023 → 08/2023
  Elevated Capital Advisors, Llc
  Sandy, UT
• 08/2023 → Present
  Netvest Financial, Llc - Crd # 170100
  Scottsdale, AZ
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2023-05-16 → 2023-08-21
  Elevated Capital Advisors, Llc
  Phoenix, AZ
  Draper, UT
• 2022-10-25 → 2023-01-26
  Gradient Advisors, Llc
  Phoenix, AZ
  Arden Hills, MN
• 2020-12-22 → 2021-09-30
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2023; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH; 2. NAME OF OTHER BUSINESS: NETVEST FINANCIAL, LLC - CRD # 170100; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR PROVIDING FINANCIAL SOLUTIONS TO CLIENTS; 3. NAME OF OTHER BUSINESS: FIRE INDUSTRIES, LLC; INVESTMENT RELATED: NO; ADDRESS: 4721 E JAEGER RD PHOENIX, AZ 85050; NATURE OF BUSINESS: REAL ESTATE; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT AND BUY PROPERTIES; 4. NAME OF OTHER BUSINESS: NETVEST FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR PROVIDING FINANCIAL ADVICE AND SOLUTIONS TO clients; 5. NAME OF OTHER BUSINESS: AMERICAN SENIOR BENEFITS; INVESTMENT RELATED: NO; ADDRESS: OLATHE, KS 66062; NATURE OF BUSINESS: REOCCURRING INCOME TRAILS FROM PRIOR BUSINESS; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: I AM KEEPING THIS AS AN OBA DUE TO OCCURRING TRAILS THAT WILL BE COMING FOR THE NEXT 12 MONTHS; 6. NAME OF OTHER BUSINESS: WEST USA REALTY; INVESTMENT RELATED: NO; ADDRESS: 2355 W UTOPIA RD, STE 100 PHOENIX, AZ 85027; NATURE OF BUSINESS: REAL ESTATE; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BUY AND SELL PROPERTIES;

Exams

• S66 Uniform Combined State Law Examination
  2020-12-02

Other Names

• Michael Ortola
• Michael Charles Ortola