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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-11-20
  • TN RA
    APPROVED
    Since 2020-11-20

Branch Locations

2052 South Main St, Milan, TN 38358 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Jackson TN 05/2005 Present
Cetera Investment Services Llc St. Cloud MN 06/2020 Present
Cetera Investment Advisers Llc Jackson TN 11/2020 Present
  • 05/2005 → Present
    Regions Bank
    Jackson, TN
  • 06/2020 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 11/2020 → Present
    Jackson, TN
Other Businesses

1.) OWNER OF BRITA HOUTZ DBA LIFE FARM; SOLE PROPRIETOR OF HOBBY FARM; 9 HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-19
  • S66 Uniform Combined State Law Examination
    2020-11-19
Other Names
  • Brita Rae Botbyl
  • Brita Houtz

View on SEC IAPD

Other Firms

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