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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-02-04
  • TN RA
    APPROVED
    Since 2026-02-04

Branch Locations

2072 S 1St St, Milan, TN 38358 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Bradford TN 04/2015 04/2018
Milan Golf And Country Club Milan TN 05/2018 07/2018
Full Time Education Bradford TN 08/2018 05/2019
Milan Golf And Country Club Milan TN 06/2019 08/2019
Full Time Education Martin TN 09/2019 05/2023
Joseph Cates Landscaping Bradford TN 04/2022 08/2022
Joseph Cates Landscaping Bradford TN 04/2021 08/2021
Lowe's Milan TN 01/2021 03/2021
Centennial Bank Trezevant TN 06/2023 12/2024
Unemployed Phoenix AZ 01/2025 03/2025
Charles Schwab & Co., Inc. Phoenix AZ 04/2025 08/2025
Ameriprise Financial Services, Llc Milan TN 11/2025 Present
Unemployed Rutherford TN 09/2025 10/2025
  • 04/2015 → 04/2018
    Student
    Bradford, TN
  • 05/2018 → 07/2018
    Milan Golf And Country Club
    Milan, TN
  • 08/2018 → 05/2019
    Full Time Education
    Bradford, TN
  • 06/2019 → 08/2019
    Milan Golf And Country Club
    Milan, TN
  • 09/2019 → 05/2023
    Full Time Education
    Martin, TN
  • 04/2022 → 08/2022
    Joseph Cates Landscaping
    Bradford, TN
  • 04/2021 → 08/2021
    Joseph Cates Landscaping
    Bradford, TN
  • 01/2021 → 03/2021
    Lowe's
    Milan, TN
  • 06/2023 → 12/2024
    Centennial Bank
    Trezevant, TN
  • 01/2025 → 03/2025
    Unemployed
    Phoenix, AZ
  • 04/2025 → 08/2025
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 11/2025 → Present
    Milan, TN
  • 09/2025 → 10/2025
    Unemployed
    Rutherford, TN
Other Businesses

Real Estate Ownership; Multi-Family; 130 Freemont St, , Dyer, TN, 38330; Investment-Related; 01/01/2026.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-02
S63 Uniform Securities Agent State Law Examination 2025-08-13
  • S65 Uniform Investment Adviser Law Examination
    2026-02-02
  • S63 Uniform Securities Agent State Law Examination
    2025-08-13
Other Names
  • Max Halford
  • Maxwell Halford
  • Maxwell Todd Halford

View on SEC IAPD

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