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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-20 |
| TX | RA | APPROVED | 2025-08-20 |
Branch Locations
800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Alabama | Tuscaloosa | AL | 08/2016 | 05/2020 |
| Mckelvey Chevrolet Corp | Dadeville | AL | 05/2017 | 08/2017 |
| Mccorquodale Transfer | Tuscaloosa | AL | 05/2018 | 08/2018 |
| Creative Vision Landscaping | Tuscaloosa | AL | 05/2018 | 07/2018 |
| Vivint Home Security | Helena | MT | 05/2019 | 08/2019 |
| Buffalo Phils Wings | Tuscaloosa | AL | 07/2018 | 03/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2020 | 12/2023 |
| 49 Financial | Atlanta | GA | 06/2020 | 02/2024 |
| Unemployed | Dadeville | AL | 05/2016 | 05/2017 |
| Stifel | Birmingham | AL | 02/2025 | Present |
| Mckelvey Chevrolet | Dadeville | AL | 02/2024 | 02/2025 |
1. Britches LLC; 4216 Brasher Dr Vestavia, AL 35243; Online retail sales; Owner; in charge of working on products and selling them online; 01/26/2026; 2hrs/day; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-08 |
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