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1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-10 |
| TX | RA | APPROVED | 2026-06-04 |
Branch Locations
1601 South Mopac Expressway Suite D-150, Austin, TX 75070 • United States
1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alphacore Capital Llc | La Jolla | CA | 06/2026 | Present |
| West Austin Shaved Ice | Austin | TX | 01/2010 | 05/2017 |
| Thompson Hanson | Austin | TX | 05/2017 | 05/2018 |
| Teo Gelato | Austin | TX | 05/2018 | 04/2020 |
| New York Life Insurance Company | Austin | TX | 06/2020 | 05/2023 |
| Nylife Securities Llc | Austin | TX | 12/2020 | 05/2023 |
| Silas Parker & Associates Llc | Austin | TX | 09/2022 | 05/2023 |
| Eagle Strategies Llc | Austin | TX | 04/2023 | 05/2023 |
| Raymond James & Associates | Austin | TX | 05/2023 | 06/2026 |
(1) Name of Business: Shepherd Fishing Excursions Address: 4708 whispering valley drive, austin, TX, 78727, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/22/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Fishing Guide Business, take people fishing and I am compensated for doing so
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-29 |
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