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David Alan Ortiz

L&S Private Wealth, LLC

Oklahoma City, OK

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Current Employers
L&S Private Wealth, Llc

3030 Nw Expressway Suite 700, Oklahoma City, OK 73112 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APP_PEND_IARCE 2026-01-26
TX RA APPROVED 2026-01-20
  • OK RA
    APP_PEND_IARCE
    Since 2026-01-26
  • TX RA
    APPROVED
    Since 2026-01-20

Branch Locations

3030 Nw Expressway Suite 700, Oklahoma City, OK 73112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arvest Wealth Management Norman OK 08/2020 09/2023
Benchmark Foods, Llc Norman OK 08/2014 05/2017
Vivint Smart Homes Provo UT 05/2015 08/2018
University Of Oklahoma Norman OK 09/2017 12/2018
H2Ok, Llc Oklahoma City OK 01/2019 05/2020
Osaic Norman OK 10/2023 09/2024
L&S Private Wealth, Llc Oklahoma City OK 01/2026 Present
Overflow Wealth Advisory Llc Norman OK 09/2024 12/2025
  • 08/2020 → 09/2023
    Arvest Wealth Management
    Norman, OK
  • 08/2014 → 05/2017
    Benchmark Foods, Llc
    Norman, OK
  • 05/2015 → 08/2018
    Vivint Smart Homes
    Provo, UT
  • 09/2017 → 12/2018
    University Of Oklahoma
    Norman, OK
  • 01/2019 → 05/2020
    H2Ok, Llc
    Oklahoma City, OK
  • 10/2023 → 09/2024
    Osaic
    Norman, OK
  • 01/2026 → Present
    L&S Private Wealth, Llc
    Oklahoma City, OK
  • 09/2024 → 12/2025
    Overflow Wealth Advisory Llc
    Norman, OK
Previous Registrations
  • 2023-10-05 → 2024-09-16
    Osaic Wealth, Inc.
    Norman, OK
    Tulsa, OK
    Norman, OK
  • 2020-09-16 → 2023-10-06
    Arvest Wealth Management
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Norman, OK
    Oklahoma City, OK
    Midwest City, OK
    Shawnee, OK
    Oklahoma City, OK
    Yukon, OK
    Del City, OK
    Shawnee, OK
    Moore, OK
    Norman, OK
    Norman, OK
    Norman, OK
    Moore, OK
    Oklahoma City, OK
    Norman, OK
    Norman, OK
    Norman, OK
Other Businesses

LEGACY & SUCCESSION OKLAHOMA CITY, OK 73071 VICE PRESIDENT CONSULTING WITH BUSINESS OWNERS SINCE 01/2026 NOT INVESTMENT RELATED INSURANCE LICENSED LIFE AND HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-16
  • S66 Uniform Combined State Law Examination
    2020-09-16
Designations

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
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