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Kenneth C Schmitz

Edward Jones

St. Louis, MO

Fenton, MO

CRD 4899560

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-02-18
  • MO RA
    APPROVED
    Since 2021-02-18

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Fenton, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 10/2013 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 02/2021
Edward Jones St. Louis MO 02/2021 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-03-19
S65 Uniform Investment Adviser Law Examination 2008-06-27
  • S63 Uniform Securities Agent State Law Examination
    2010-03-19
  • S65 Uniform Investment Adviser Law Examination
    2008-06-27
Other Names
  • Kenneth Schmitz
  • Kenneth Christopher Schmitz

View on SEC IAPD

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