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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
MN RA APPROVED 2022-09-08
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • MN RA
    APPROVED
    Since 2022-09-08

Branch Locations

701 Xenia Ave. S. Suite 550, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Bloomington MN 05/2020 08/2021
Gabby's Bar Winona MN 05/2019 03/2020
Wincraft Winona MN 05/2017 08/2019
Kimberly Area School District Kimberly WI 06/2016 09/2017
Mutual Of Omaha Investor Services Bloomington MN 11/2020 08/2021
Ameriprise Financial Services, Llc Minneapolis MN 08/2021 09/2022
Thrivent Investment Management Inc Golden Valley MN 09/2022 Present
Thrivent Financial Appleton WI 09/2022 01/2023
Thrivent Financial Appleton WI 01/2023 Present
  • 05/2020 → 08/2021
    Mutual Of Omaha
    Bloomington, MN
  • 05/2019 → 03/2020
    Gabby's Bar
    Winona, MN
  • 05/2017 → 08/2019
    Wincraft
    Winona, MN
  • 06/2016 → 09/2017
    Kimberly Area School District
    Kimberly, WI
  • 11/2020 → 08/2021
    Mutual Of Omaha Investor Services
    Bloomington, MN
  • 08/2021 → 09/2022
    Minneapolis, MN
  • 09/2022 → Present
    Golden Valley, MN
  • 09/2022 → 01/2023
    Thrivent Financial
    Appleton, WI
  • 01/2023 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-10-27
S65 Uniform Investment Adviser Law Examination 2021-01-29
  • S63 Uniform Securities Agent State Law Examination
    2021-10-27
  • S65 Uniform Investment Adviser Law Examination
    2021-01-29
Other Names
  • Tanner Michael Haessly
  • Tanner Haessly

View on SEC IAPD

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