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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-04
  • TX RA
    APPROVED
    Since 2023-02-04

Branch Locations

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc Charlotte NC 09/2021 11/2022
Unemployed Lansdale PA 05/2021 08/2021
University Of South Carolina Columbia SC 08/2017 05/2021
North Penn School District Lansdale PA 09/2004 06/2017
Dairy Queen Lansdale PA 03/2015 05/2017
Lowe's Home Improvement Hatfield PA 05/2017 08/2017
Waynesborough Country Club Paoli PA 05/2019 08/2019
Northwestern Mutual King Of Prussia PA 05/2020 08/2020
University Of South Carolina Columbia SC 01/2018 05/2021
Halls Chophouse Columbia SC 12/2020 02/2021
Augusta National Golf Club Augusta GA 01/2021 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 12/2022 Present
Merion Golf Club Haverford PA 12/2019 01/2020
Bank Of America, N.A. Austin TX 02/2023 Present
  • 09/2021 → 11/2022
    Charlotte, NC
  • 05/2021 → 08/2021
    Unemployed
    Lansdale, PA
  • 08/2017 → 05/2021
    University Of South Carolina
    Columbia, SC
  • 09/2004 → 06/2017
    North Penn School District
    Lansdale, PA
  • 03/2015 → 05/2017
    Dairy Queen
    Lansdale, PA
  • 05/2017 → 08/2017
    Lowe's Home Improvement
    Hatfield, PA
  • 05/2019 → 08/2019
    Waynesborough Country Club
    Paoli, PA
  • 05/2020 → 08/2020
    Northwestern Mutual
    King Of Prussia, PA
  • 01/2018 → 05/2021
    University Of South Carolina
    Columbia, SC
  • 12/2020 → 02/2021
    Halls Chophouse
    Columbia, SC
  • 01/2021 → 04/2021
    Augusta National Golf Club
    Augusta, GA
  • 12/2022 → Present
    Austin, TX
  • 12/2019 → 01/2020
    Merion Golf Club
    Haverford, PA
  • 02/2023 → Present
    Bank Of America, N.A.
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-04
  • S66 Uniform Combined State Law Examination
    2021-08-04

View on SEC IAPD

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