Best Investors Account Sign in

Kagen Butler

Morgan Stanley

Cincinnati, OH

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-31
KY RA APPROVED 2022-08-29
OH RA APPROVED 2022-08-29
  • TX RA
    APPROVED
    Since 2022-08-31
  • KY RA
    APPROVED
    Since 2022-08-29
  • OH RA
    APPROVED
    Since 2022-08-29

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dhl Hebron KY 06/2017 08/2018
Unemployed Crescent Springs KY 09/2018 05/2019
Bodyfit Lexington KY 06/2019 06/2020
Unemployed Crescent Springs KY 09/2016 05/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2020 07/2021
Northwestern Mutual Investment Services Llc Cincinnati OH 10/2020 07/2021
Fidelity Investments Covington KY 09/2021 07/2022
Quality Tax Lexington KY 05/2019 08/2019
Morgan Stanley Cincinnati OH 08/2022 Present
  • 06/2017 → 08/2018
    Dhl
    Hebron, KY
  • 09/2018 → 05/2019
    Unemployed
    Crescent Springs, KY
  • 06/2019 → 06/2020
    Bodyfit
    Lexington, KY
  • 09/2016 → 05/2017
    Unemployed
    Crescent Springs, KY
  • 07/2020 → 07/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2020 → 07/2021
    Northwestern Mutual Investment Services Llc
    Cincinnati, OH
  • 09/2021 → 07/2022
    Fidelity Investments
    Covington, KY
  • 05/2019 → 08/2019
    Quality Tax
    Lexington, KY
  • 08/2022 → Present
    Morgan Stanley
    Cincinnati, OH
Previous Registrations
  • 2022-03-10 → 2022-08-24
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
S63 Uniform Securities Agent State Law Examination 2021-02-04
  • S66 Uniform Combined State Law Examination
    2022-02-25
  • S63 Uniform Securities Agent State Law Examination
    2021-02-04
Other Names
  • Kagen Butler

View on SEC IAPD

Other Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC
BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor