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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-07-08 |
| TX | RA | APPROVED_RES | 2024-09-10 |
| WA | RA | APPROVED | 2023-06-15 |
| NC | RA | APPROVED | 2023-02-16 |
| OH | RA | APPROVED | 2023-02-03 |
| GA | RA | APPROVED | 2023-01-10 |
| IN | RA | APPROVED | 2022-12-14 |
| KY | RA | APPROVED | 2022-12-13 |
Branch Locations
1792 Alysheba Way Suite 201, Lexington, KY 40509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Financial Alliance | Nicholasville | KY | 05/2020 | 06/2022 |
| Spectrum Financial Alliance | Nicholasville | KY | 08/2019 | 05/2020 |
| Kentucky Department Of Revenue | Frankfort | KY | 05/2019 | 08/2019 |
| Lexington Country Club | Lexington, Ky | KY | 05/2018 | 08/2018 |
| Kentucky House Of Representatives | Frankfort | KY | 01/2018 | 04/2018 |
| Republican Party Of Kentucky | Frankfort | KY | 05/2017 | 07/2017 |
| University Of Kentucky | Lexington, Ky | KY | 08/2016 | 12/2019 |
| The O.N. Equity Sales Company | Cincinnati | OH | 07/2022 | Present |
| Ohio National Financial Services | Cincinnati | OH | 06/2021 | Present |
1). Annual Retirement Review, LLC; Not investment related; 1890 Starshoot Pkwy Suite 170-149, Lexington, KY 40509; Marketing; member; 06/19/2024-present; 5 Hours/month (0 during securities trading hours); Marketing company designed to generate leads for financial advising services.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-02-26 |
| S65 | Uniform Investment Adviser Law Examination | 2020-05-30 |
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