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Kaleb Fitzgerald Pitts

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7261332

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-24
TX RA APPROVED 2026-06-22
  • AZ RA
    APPROVED
    Since 2026-06-24
  • TX RA
    APPROVED
    Since 2026-06-22

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 05/2026 Present
Vanguard Marketing Corporation Scottsdale AZ 05/2026 Present
Columbia University New York NY 08/2016 05/2020
Pruco Securities Llc Phoenix AZ 06/2020 03/2021
Northern Trust Tempe AZ 06/2019 08/2019
National Bank Of Arizona Phoenix AZ 06/2017 06/2018
The Prudential Insurance Company Of America Phoenix AZ 06/2020 03/2021
Fidelity Investments Phoenix AZ 04/2021 05/2022
Alliance Bernstein Lp Nashville TN 07/2022 04/2026
Vanguard Advisers, Inc. Scottsdale AZ 06/2026 Present
  • 05/2026 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2026 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 08/2016 → 05/2020
    Columbia University
    New York, NY
  • 06/2020 → 03/2021
    Pruco Securities Llc
    Phoenix, AZ
  • 06/2019 → 08/2019
    Northern Trust
    Tempe, AZ
  • 06/2017 → 06/2018
    National Bank Of Arizona
    Phoenix, AZ
  • 06/2020 → 03/2021
    The Prudential Insurance Company Of America
    Phoenix, AZ
  • 04/2021 → 05/2022
    Fidelity Investments
    Phoenix, AZ
  • 07/2022 → 04/2026
    Alliance Bernstein Lp
    Nashville, TN
  • 06/2026 → Present
    Scottsdale, AZ
Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: NASHVILLE, TN NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 05/2026 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-17
S63 Uniform Securities Agent State Law Examination 2020-10-07
  • S66 Uniform Combined State Law Examination
    2026-06-17
  • S63 Uniform Securities Agent State Law Examination
    2020-10-07
Other Names
  • Kaleb Pitts
  • Kaleb Fitzgerald Pitts
  • Kaleb F Pitts

View on SEC IAPD

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