Ashlen J Garcia Rodriguez

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-15
VA	RA	APPROVED	2021-12-11
WV	RA	APPROVED	2021-11-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Purcellville	VA	07/2021	Present
George Mason University	Fairfax	VA	08/2019	05/2021
Merrill Lynch Wealth Management	Tysons	VA	06/2020	08/2020
Best Buy	Leesburg	VA	03/2018	06/2020
Ford's Fish Shack	Leesburg	VA	07/2018	01/2019
Plaza Azteca	Leesburg	VA	06/2017	08/2017
Puma	Leesburg	VA	04/2015	05/2017
Virginia Community College	Sterling	VA	08/2017	05/2019
Bank Of America, N.A.	Purcellville	VA	12/2021	Present

07/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Purcellville, VA
08/2019 → 05/2021

George Mason University

Fairfax, VA
06/2020 → 08/2020

Merrill Lynch Wealth Management

Tysons, VA
03/2018 → 06/2020

Best Buy

Leesburg, VA
07/2018 → 01/2019

Ford's Fish Shack

Leesburg, VA
06/2017 → 08/2017

Plaza Azteca

Leesburg, VA
04/2015 → 05/2017

Puma

Leesburg, VA
08/2017 → 05/2019

Virginia Community College

Sterling, VA
12/2021 → Present

Bank Of America, N.A.

Purcellville, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-08

Nearby Firms