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Nikos Dalton

Ubs Financial Services Inc.

Phoenix, AZ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-11
  • TX RA
    APPROVED
    Since 2024-09-11

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 07/2021 07/2022
Ivancich & Costis Llc Antioch CA 08/2020 11/2020
University Of Arizona Tucson AZ 08/2017 05/2021
Rankin Aquatic Center Martinez CA 04/2015 09/2016
School Martinez CA 07/2011 05/2017
Bank Of America Antioch AZ 06/2020 08/2020
Bank Of America, N.A. Phoenix AZ 12/2021 08/2022
Morgan Stanley Gilbert AZ 08/2022 08/2024
Morgan Stanley Private Bank, N.A New York NY 11/2023 08/2024
Ubs Financial Services, Inc Phoenix AZ 08/2024 Present
  • 07/2021 → 07/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Scottsdale, AZ
  • 08/2020 → 11/2020
    Ivancich & Costis Llc
    Antioch, CA
  • 08/2017 → 05/2021
    University Of Arizona
    Tucson, AZ
  • 04/2015 → 09/2016
    Rankin Aquatic Center
    Martinez, CA
  • 07/2011 → 05/2017
    School
    Martinez, CA
  • 06/2020 → 08/2020
    Bank Of America
    Antioch, AZ
  • 12/2021 → 08/2022
    Bank Of America, N.A.
    Phoenix, AZ
  • 08/2022 → 08/2024
    Morgan Stanley
    Gilbert, AZ
  • 11/2023 → 08/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 08/2024 → Present
    Ubs Financial Services, Inc
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
  • S66 Uniform Combined State Law Examination
    2021-11-08
Other Names
  • Nikos Dalton
  • Nikos Costis Dalton

View on SEC IAPD

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EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ
SMEAD CAPITAL MANAGEMENT, INC. · PHOENIX, AZ

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