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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-02 |
Branch Locations
888 San Clemente Drive Suite 300, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Simi Valley | CA | 07/2021 | 03/2025 |
| Merrill Lynch | Santa Monica | CA | 06/2020 | 08/2020 |
| Loyola Marymount University | Los Angeles | CA | 08/2017 | 05/2021 |
| City Of Irvine | Irvine | CA | 06/2015 | 01/2019 |
| Bank Of America, N.A. | Simi Valley | CA | 11/2021 | 03/2025 |
| Ubs Financial Services, Inc. | Newport Beach | CA | 04/2025 | Present |
I*1467288 For profit or not for profit: Name of outside business organization: Loyola Marymount University Investment related: N Address of business: Los Angeles, California, 90045, United States Nature of business: ["School, College or University"] Position, title, association: ["Other"], Start date of relationship: 9/6/2023 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Announcer for water polo team, Announcing games for the Water Polo team.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-10 |
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