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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-21 |
Branch Locations
190 Biltmore Ave, Asheville, NC 28801 • United States
421 S Church St Ste 100, Hendersonville, NC 28792 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allied Universal | Asheville | NC | 11/2017 | 07/2021 |
| Bank Of America | Swannanoa | NC | 06/2020 | 08/2020 |
| Altavista Wealth Management, Inc. | Asheville | NC | 03/2020 | 04/2020 |
| University Of North Carolina Asheville | Asheville | NC | 01/2018 | 11/2020 |
| Craggy Correctional Center | Asheville | NC | 12/2015 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Black Mountain | NC | 07/2021 | 07/2026 |
| Bank Of America, N.A. | Black Mountain | NC | 12/2021 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-09 |
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