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Steven Michael Hart

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-26
CA RA APPROVED 2023-06-16
  • AZ RA
    APPROVED
    Since 2023-06-26
  • CA RA
    APPROVED
    Since 2023-06-16

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 06/2020 05/2021
Porsche Chandler Chandler AZ 06/2018 07/2020
Lowes Mill Creek WA 08/2015 06/2017
Arizona State University Tempe AZ 08/2017 05/2020
Fidelity Brokerage Services Llc Chandler AZ 05/2021 05/2023
N/A Tempe AZ 06/2017 06/2018
Charles Schwab & Co., Inc. Phoenix AZ 05/2023 Present
Charles Schwab Bank, Ssb Phoenix AZ 05/2023 Present
  • 06/2020 → 05/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 06/2018 → 07/2020
    Porsche Chandler
    Chandler, AZ
  • 08/2015 → 06/2017
    Lowes
    Mill Creek, WA
  • 08/2017 → 05/2020
    Arizona State University
    Tempe, AZ
  • 05/2021 → 05/2023
    Fidelity Brokerage Services Llc
    Chandler, AZ
  • 06/2017 → 06/2018
    N/A
    Tempe, AZ
  • 05/2023 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 05/2023 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-13
S63 Uniform Securities Agent State Law Examination 2021-08-12
  • S66 Uniform Combined State Law Examination
    2022-05-13
  • S63 Uniform Securities Agent State Law Examination
    2021-08-12
Other Names
  • Steven M Hart
  • Steven Michael Hart
  • Steven Hart

View on SEC IAPD

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