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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-05-16 |
Branch Locations
9654 Lavonia Road, Carnesville, GA 30521 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2010-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services, Inc. | Carnesville | GA | 01/2016 | Present |
| First Citizens Asset Management | Columbia | SC | 01/2010 | Present |
First Citizens Asset Management, 1230 Main St., Columbia, SC 29201. Investment Advisor Rep, investment related, 8 hours/month during trading hours, began 1/5/10. Commission is compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-16 |
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